Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LUK, OI SZE
Chinese Name of Relevant Individual
陸靄思
HKMA Registration Number
AC0272
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2005 - 04 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2005 - 04 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2003 - 04 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jul 2003 - 04 Jun 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LUK, OI SZE
:
Chinese Name of Relevant Individual
陸靄思
:
HKMA Registration Number
AC0272
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0272
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
22 Sep 2005 - 04 Jun 2006
No
AC0272
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
22 Sep 2005 - 04 Jun 2006
No
AC0272
CITIBANK, N.A.
Type 1: dealing in securities
15 Jul 2003 - 04 Jun 2006
No
AC0272
CITIBANK, N.A.
Type 4: advising on securities
15 Jul 2003 - 04 Jun 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.