Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NENDICK, DAVID
Chinese Name of Relevant Individual
HKMA Registration Number
AC0283
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Oct 2004 - 16 Oct 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jun 2004 - 18 Jun 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2003 - 12 Sep 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jul 2003 - 20 Jul 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NENDICK, DAVID
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC0283
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0283
BARCLAYS BANK PLC
Type 1: dealing in securities
12 Oct 2004 - 16 Oct 2004
No
AC0283
BARCLAYS BANK PLC
Type 1: dealing in securities
15 Jun 2004 - 18 Jun 2004
No
AC0283
BARCLAYS BANK PLC
Type 1: dealing in securities
08 Sep 2003 - 12 Sep 2003
No
AC0283
BARCLAYS BANK PLC
Type 1: dealing in securities
16 Jul 2003 - 20 Jul 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.