Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, KIM CHEUNG PIUS
Chinese Name of Relevant Individual
王儉彰
HKMA Registration Number
AC0286
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Nov 2019
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGEMENT, BRANCHES
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Nov 2019
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGEMENT, BRANCHES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 05 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 05 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jul 2019 - 04 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jul 2019 - 04 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Apr 2015 - 01 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Apr 2015 - 01 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2013 - 04 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2013 - 04 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2012 - 31 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2012 - 31 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
07 Sep 2012 - 31 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jul 2005 - 28 Jan 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Feb 2005 - 28 Jan 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
15 Feb 2005 - 28 Jan 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Feb 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, KIM CHEUNG PIUS
:
Chinese Name of Relevant Individual
王儉彰
:
HKMA Registration Number
AC0286
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
05 Nov 2019
No
RELATIONSHIP MANAGEMENT, BRANCHES
DAH SING BANK, LIMITED
Type 4: advising on securities
05 Nov 2019
No
RELATIONSHIP MANAGEMENT, BRANCHES
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0286
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 05 Nov 2019
No
AC0286
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 05 Nov 2019
No
AC0286
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
13 Jul 2019 - 04 Oct 2019
No
AC0286
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
13 Jul 2019 - 04 Oct 2019
No
AC0286
DAH SING BANK, LIMITED
Type 1: dealing in securities
28 Apr 2015 - 01 May 2019
No
AC0286
DAH SING BANK, LIMITED
Type 4: advising on securities
28 Apr 2015 - 01 May 2019
No
AC0286
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
06 Jul 2013 - 04 Mar 2015
No
AC0286
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
06 Jul 2013 - 04 Mar 2015
No
AC0286
HANG SENG BANK, LIMITED
Type 1: dealing in securities
07 Sep 2012 - 31 Jan 2013
No
AC0286
HANG SENG BANK, LIMITED
Type 4: advising on securities
07 Sep 2012 - 31 Jan 2013
No
AC0286
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
07 Sep 2012 - 31 Jan 2013
No
AC0286
HANG SENG BANK, LIMITED
Type 4: advising on securities
19 Jul 2005 - 28 Jan 2009
No
AC0286
HANG SENG BANK, LIMITED
Type 1: dealing in securities
15 Feb 2005 - 28 Jan 2009
No
AC0286
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
15 Feb 2005 - 28 Jan 2009
No
AC0286
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 Feb 2005
No
AC0286
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
17 Jul 2003 - 03 Jan 2005
No
AC0286
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
17 Jul 2003 - 03 Jan 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
