Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, KENDY
Chinese Name of Relevant Individual
李健
HKMA Registration Number
AC0292
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2023 - 26 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jan 2023 - 26 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jul 2003 - 10 Dec 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, KENDY
:
Chinese Name of Relevant Individual
李健
:
HKMA Registration Number
AC0292
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0292
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
05 Jan 2023 - 26 Nov 2024
No
AC0292
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
05 Jan 2023 - 26 Nov 2024
No
AC0292
ABN AMRO BANK N.V.
Type 1: dealing in securities
18 Jul 2003 - 10 Dec 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.