Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, WING SZE WINNIE
Chinese Name of Relevant Individual
鄧詠詩
HKMA Registration Number
AC0306
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Dec 2014 - 10 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Dec 2014 - 10 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2012 - 28 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
11 May 2012 - 28 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jan 2012 - 16 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
30 Jan 2012 - 16 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2008 - 21 Mar 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2008 - 29 Jan 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2005 - 29 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2005 - 26 May 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jul 2003 - 24 Feb 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, WING SZE WINNIE
:
Chinese Name of Relevant Individual
鄧詠詩
:
HKMA Registration Number
AC0306
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0306
CTBC BANK CO., LTD.
Type 1: dealing in securities
06 Dec 2014 - 10 Apr 2016
No
AC0306
CTBC BANK CO., LTD.
Type 4: advising on securities
06 Dec 2014 - 10 Apr 2016
No
AC0306
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
11 May 2012 - 28 May 2012
No
AC0306
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
11 May 2012 - 28 May 2012
No
AC0306
BANK MORGAN STANLEY AG
Type 1: dealing in securities
30 Jan 2012 - 16 Feb 2012
No
AC0306
BANK MORGAN STANLEY AG
Type 2: dealing in futures contracts
30 Jan 2012 - 16 Feb 2012
No
AC0306
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
21 Aug 2008 - 21 Mar 2011
No
AC0306
ING BANK N.V.
Type 1: dealing in securities
04 Jul 2008 - 29 Jan 2010
No
AC0306
ING BANK N.V.
Type 1: dealing in securities
26 May 2005 - 29 Jun 2008
No
AC0306
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
02 Mar 2005 - 26 May 2005
No
AC0306
CITIBANK, N.A.
Type 1: dealing in securities
22 Jul 2003 - 24 Feb 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.