Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZHANG, QIONG
Chinese Name of Relevant Individual
張瓊
HKMA Registration Number
AC0313
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
21 Nov 2006 - 02 Feb 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Nov 2006 - 02 Feb 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
N. M. ROTHSCHILD & SONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jul 2003 - 26 Apr 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
N. M. ROTHSCHILD & SONS (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
23 Jul 2003 - 26 Apr 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZHANG, QIONG
:
Chinese Name of Relevant Individual
張瓊
:
HKMA Registration Number
AC0313
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0313
UBS AG
Type 4: advising on securities
21 Nov 2006 - 02 Feb 2009
No
AC0313
UBS AG
Type 6: advising on corporate finance
21 Nov 2006 - 02 Feb 2009
No
AC0313
N. M. ROTHSCHILD & SONS (HONG KONG) LIMITED
Type 4: advising on securities
23 Jul 2003 - 26 Apr 2005
No
AC0313
N. M. ROTHSCHILD & SONS (HONG KONG) LIMITED
Type 6: advising on corporate finance
23 Jul 2003 - 26 Apr 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.