Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOW, SAU SHING
Chinese Name of Relevant Individual
周秀成
HKMA Registration Number
AC0315
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Aug 2008 - 16 Feb 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2007 - 11 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CALYON
Regulated Activity
Type 4: advising on securities
Effective Period
02 Aug 2003 - 15 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE INDOSUEZ
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jul 2003 - 31 Jul 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOW, SAU SHING
:
Chinese Name of Relevant Individual
周秀成
:
HKMA Registration Number
AC0315
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0315
ING BANK N.V.
Type 4: advising on securities
15 Aug 2008 - 16 Feb 2009
No
AC0315
ING BANK N.V.
Type 4: advising on securities
26 Jul 2007 - 11 Aug 2008
No
AC0315
CALYON
Type 4: advising on securities
02 Aug 2003 - 15 Jul 2007
No
AC0315
CREDIT AGRICOLE INDOSUEZ
Type 1: dealing in securities
23 Jul 2003 - 31 Jul 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.