Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, LAP FAI
Chinese Name of Relevant Individual
李立煇
HKMA Registration Number
AC0320
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HONG LEONG BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2004 - 20 Jan 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jul 2003 - 05 Sep 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jul 2003 - 05 Sep 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
25 Jul 2003 - 05 Sep 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, LAP FAI
:
Chinese Name of Relevant Individual
李立煇
:
HKMA Registration Number
AC0320
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0320
HONG LEONG BANK BERHAD
Type 1: dealing in securities
11 Sep 2004 - 20 Jan 2008
No
AC0320
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Jul 2003 - 05 Sep 2004
No
AC0320
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Jul 2003 - 05 Sep 2004
No
AC0320
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
25 Jul 2003 - 05 Sep 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.