Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, KA MAN CARMAN
Chinese Name of Relevant Individual
劉嘉雯
HKMA Registration Number
AC0321
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2003 - 19 Oct 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Nov 2003 - 19 Oct 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
12 Nov 2003 - 19 Oct 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Nov 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
01 Nov 2003 - 05 Nov 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2003 - 04 Nov 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2003 - 04 Nov 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Nov 2003 - 04 Nov 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jul 2003 - 12 Aug 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jul 2003 - 12 Aug 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
25 Jul 2003 - 12 Aug 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, KA MAN CARMAN
:
Chinese Name of Relevant Individual
劉嘉雯
:
HKMA Registration Number
AC0321
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0321
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Nov 2003 - 19 Oct 2008
No
AC0321
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Nov 2003 - 19 Oct 2008
No
AC0321
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
12 Nov 2003 - 19 Oct 2008
No
AC0321
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
12 Nov 2003 - 21 Mar 2005
No
AC0321
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
01 Nov 2003 - 05 Nov 2003
No
AC0321
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Nov 2003 - 04 Nov 2003
No
AC0321
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Nov 2003 - 04 Nov 2003
No
AC0321
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Nov 2003 - 04 Nov 2003
No
AC0321
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Jul 2003 - 12 Aug 2003
No
AC0321
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Jul 2003 - 12 Aug 2003
No
AC0321
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
25 Jul 2003 - 12 Aug 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.