Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, KWOK WANG SAMSON
Chinese Name of Relevant Individual
黎國泓
HKMA Registration Number
AC0323
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2003 - 14 Nov 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2003 - 14 Nov 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA (ASIA) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Aug 2003 - 14 Nov 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jul 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jul 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA (ASIA) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
25 Jul 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, KWOK WANG SAMSON
:
Chinese Name of Relevant Individual
黎國泓
:
HKMA Registration Number
AC0323
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0323
BANK OF AMERICA (ASIA) LIMITED
Type 1: dealing in securities
01 Aug 2003 - 14 Nov 2004
No
AC0323
BANK OF AMERICA (ASIA) LIMITED
Type 4: advising on securities
01 Aug 2003 - 14 Nov 2004
No
AC0323
BANK OF AMERICA (ASIA) LIMITED
Type 7: providing automated trading services
01 Aug 2003 - 14 Nov 2004
No
AC0323
BANK OF AMERICA (ASIA) LIMITED
Type 1: dealing in securities
25 Jul 2003
No
AC0323
BANK OF AMERICA (ASIA) LIMITED
Type 4: advising on securities
25 Jul 2003
No
AC0323
BANK OF AMERICA (ASIA) LIMITED
Type 7: providing automated trading services
25 Jul 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.