Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, PUI LING
Chinese Name of Relevant Individual
陳佩玲
HKMA Registration Number
AC0324
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2018 - 30 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jan 2018 - 30 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2017 - 28 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
11 May 2017 - 28 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Nov 2010 - 23 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Nov 2010 - 23 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2010 - 18 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Apr 2010 - 18 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Dec 2009 - 31 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Dec 2009 - 31 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MEVAS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Dec 2008 - 31 Aug 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MEVAS BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Dec 2008 - 31 Aug 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Apr 2004 - 13 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Apr 2004 - 13 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
20 Apr 2004 - 13 May 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 18
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, PUI LING
:
Chinese Name of Relevant Individual
陳佩玲
:
HKMA Registration Number
AC0324
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0324
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
22 Jan 2018 - 30 Apr 2018
No
AC0324
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
22 Jan 2018 - 30 Apr 2018
No
AC0324
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
11 May 2017 - 28 Jan 2018
No
AC0324
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
11 May 2017 - 28 Jan 2018
No
AC0324
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
13 Nov 2010 - 23 Jan 2017
No
AC0324
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
13 Nov 2010 - 23 Jan 2017
No
AC0324
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
13 Apr 2010 - 18 Oct 2010
No
AC0324
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
13 Apr 2010 - 18 Oct 2010
No
AC0324
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
11 Dec 2009 - 31 Mar 2010
No
AC0324
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
11 Dec 2009 - 31 Mar 2010
No
AC0324
MEVAS BANK LIMITED
Type 1: dealing in securities
19 Dec 2008 - 31 Aug 2009
No
AC0324
MEVAS BANK LIMITED
Type 4: advising on securities
19 Dec 2008 - 31 Aug 2009
No
AC0324
HANG SENG BANK, LIMITED
Type 1: dealing in securities
20 Apr 2004 - 13 May 2008
No
AC0324
HANG SENG BANK, LIMITED
Type 4: advising on securities
20 Apr 2004 - 13 May 2008
No
AC0324
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
20 Apr 2004 - 13 May 2008
No
AC0324
BANK OF AMERICA (ASIA) LIMITED
Type 1: dealing in securities
25 Jul 2003 - 09 Dec 2003
No
AC0324
BANK OF AMERICA (ASIA) LIMITED
Type 4: advising on securities
25 Jul 2003 - 09 Dec 2003
No
AC0324
BANK OF AMERICA (ASIA) LIMITED
Type 7: providing automated trading services
25 Jul 2003 - 09 Dec 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.