Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, KWOK CHEUNG WILLIAM
Chinese Name of Relevant Individual
廖國祥
HKMA Registration Number
AC0328
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2006 - 31 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Mar 2006 - 31 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2006 - 31 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Mar 2006 - 31 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2003 - 31 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2003 - 31 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
26 Jul 2003 - 05 Sep 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, KWOK CHEUNG WILLIAM
:
Chinese Name of Relevant Individual
廖國祥
:
HKMA Registration Number
AC0328
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0328
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
10 Mar 2006 - 31 Oct 2017
No
AC0328
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
10 Mar 2006 - 31 Oct 2017
No
AC0328
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
02 Mar 2006 - 31 Oct 2017
No
AC0328
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
02 Mar 2006 - 31 Oct 2017
No
AC0328
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
26 Jul 2003 - 31 Oct 2017
No
AC0328
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
26 Jul 2003 - 31 Oct 2017
No
AC0328
BANK OF CHINA (HONG KONG) LIMITED
Type 7: providing automated trading services
26 Jul 2003 - 05 Sep 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.