Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
BAGAMAN, FARRAH
Chinese Name of Relevant Individual
HKMA Registration Number
AC0335
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2003 - 17 May 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jul 2003 - 17 May 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 5: advising on futures contracts
Effective Period
28 Jul 2003 - 17 May 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
BAGAMAN, FARRAH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC0335
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0335
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
28 Jul 2003 - 17 May 2004
No
AC0335
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
28 Jul 2003 - 17 May 2004
No
AC0335
HSBC PRIVATE BANK (SUISSE) SA
Type 5: advising on futures contracts
28 Jul 2003 - 17 May 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
