Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
IP, YAN YAN
Chinese Name of Relevant Individual
葉茵茵
HKMA Registration Number
AC0340
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Mar 2007 - 22 Jul 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
12 Mar 2007 - 22 Jul 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jul 2003 - 11 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jul 2003 - 11 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
29 Jul 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
IP, YAN YAN
:
Chinese Name of Relevant Individual
葉茵茵
:
HKMA Registration Number
AC0340
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0340
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
12 Mar 2007 - 22 Jul 2009
No
AC0340
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
12 Mar 2007 - 22 Jul 2009
No
AC0340
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Jul 2003 - 11 Mar 2007
No
AC0340
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Jul 2003 - 11 Mar 2007
No
AC0340
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
29 Jul 2003 - 21 Mar 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.