Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, KEI FUNG KEVIN
Chinese Name of Relevant Individual
李淇鋒
HKMA Registration Number
AC0344
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Feb 2014
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT SERVICES, WEALTH MANAGEMENT
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Feb 2014
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT SERVICES, WEALTH MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 05 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 05 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Feb 2011 - 12 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Feb 2011 - 12 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2009 - 29 Nov 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2009 - 29 Nov 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2008 - 30 Aug 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2005 - 21 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2005 - 21 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jul 2003 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jul 2003 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, KEI FUNG KEVIN
:
Chinese Name of Relevant Individual
李淇鋒
:
HKMA Registration Number
AC0344
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
05 Feb 2014
No
WEALTH MANAGEMENT SERVICES, WEALTH MANAGEMENT
DAH SING BANK, LIMITED
Type 4: advising on securities
05 Feb 2014
No
WEALTH MANAGEMENT SERVICES, WEALTH MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0344
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 05 Feb 2014
No
AC0344
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 05 Feb 2014
No
AC0344
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
17 Feb 2011 - 12 Jan 2014
No
AC0344
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
17 Feb 2011 - 12 Jan 2014
No
AC0344
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
13 Oct 2009 - 29 Nov 2010
No
AC0344
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
13 Oct 2009 - 29 Nov 2010
No
AC0344
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Aug 2008 - 30 Aug 2009
No
AC0344
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 21 May 2008
No
AC0344
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 21 May 2008
No
AC0344
CITIBANK, N.A.
Type 1: dealing in securities
29 Jul 2003 - 07 Jul 2005
No
AC0344
CITIBANK, N.A.
Type 4: advising on securities
29 Jul 2003 - 07 Jul 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.