Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEUK, SAU YEE
Chinese Name of Relevant Individual
卓秀兒
HKMA Registration Number
AC0347
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Nov 2006 - 06 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Nov 2006 - 06 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
15 Nov 2006 - 06 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2006 - 27 Sep 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2006 - 18 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jun 2006 - 18 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2005 - 19 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2005 - 19 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Apr 2004 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Apr 2004 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jul 2003 - 26 Jan 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jul 2003 - 26 Jan 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEUK, SAU YEE
:
Chinese Name of Relevant Individual
卓秀兒
:
HKMA Registration Number
AC0347
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0347
HANG SENG BANK, LIMITED
Type 1: dealing in securities
15 Nov 2006 - 06 Jun 2008
No
AC0347
HANG SENG BANK, LIMITED
Type 4: advising on securities
15 Nov 2006 - 06 Jun 2008
No
AC0347
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
15 Nov 2006 - 06 Jun 2008
No
AC0347
UBS AG
Type 1: dealing in securities
05 Sep 2006 - 27 Sep 2006
No
AC0347
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Jun 2006 - 18 Aug 2006
No
AC0347
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Jun 2006 - 18 Aug 2006
No
AC0347
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 19 Jun 2006
No
AC0347
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 19 Jun 2006
No
AC0347
CITIBANK, N.A.
Type 1: dealing in securities
07 Apr 2004 - 07 Jul 2005
No
AC0347
CITIBANK, N.A.
Type 4: advising on securities
07 Apr 2004 - 07 Jul 2005
No
AC0347
CITIBANK, N.A.
Type 1: dealing in securities
29 Jul 2003 - 26 Jan 2004
No
AC0347
CITIBANK, N.A.
Type 4: advising on securities
29 Jul 2003 - 26 Jan 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.