Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOI, FUNG SHING
Chinese Name of Relevant Individual
蔡峰勝
HKMA Registration Number
AC0352
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2020 - 31 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
24 Sep 2020 - 31 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2015 - 01 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2012 - 02 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Mar 2012 - 02 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2003 - 27 Jul 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jul 2003 - 27 Jul 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
30 Jul 2003 - 27 Jul 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOI, FUNG SHING
:
Chinese Name of Relevant Individual
蔡峰勝
:
HKMA Registration Number
AC0352
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0352
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
24 Sep 2020 - 31 Jul 2021
No
AC0352
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
24 Sep 2020 - 31 Jul 2021
No
AC0352
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
16 Jan 2015 - 01 Mar 2020
No
AC0352
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Mar 2012 - 02 Oct 2014
No
AC0352
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Mar 2012 - 02 Oct 2014
No
AC0352
DAH SING BANK, LIMITED
Type 1: dealing in securities
30 Jul 2003 - 27 Jul 2004
No
AC0352
DAH SING BANK, LIMITED
Type 4: advising on securities
30 Jul 2003 - 27 Jul 2004
No
AC0352
DAH SING BANK, LIMITED
Type 7: providing automated trading services
30 Jul 2003 - 27 Jul 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
