Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PANG, CHING LOK
Chinese Name of Relevant Individual
彭正樂
HKMA Registration Number
AC0353
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2014 - 08 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2012 - 29 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2012 - 29 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Aug 2011 - 07 Sep 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Aug 2011 - 07 Sep 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2009 - 10 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2009 - 10 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2007 - 18 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2007 - 18 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Aug 2006 - 14 Oct 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Aug 2006 - 14 Oct 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 Aug 2006 - 14 Oct 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Apr 2004 - 12 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jul 2003 - 02 Oct 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LTD.
Regulated Activity
Type 7: providing automated trading services
Effective Period
31 Jul 2003 - 02 Oct 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PANG, CHING LOK
:
Chinese Name of Relevant Individual
彭正樂
:
HKMA Registration Number
AC0353
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0353
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Nov 2014 - 08 May 2016
No
AC0353
DAH SING BANK, LIMITED
Type 1: dealing in securities
01 Sep 2012 - 29 Sep 2013
No
AC0353
DAH SING BANK, LIMITED
Type 4: advising on securities
01 Sep 2012 - 29 Sep 2013
No
AC0353
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
06 Aug 2011 - 07 Sep 2011
No
AC0353
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
06 Aug 2011 - 07 Sep 2011
No
AC0353
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
03 Nov 2009 - 10 Jun 2011
No
AC0353
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
03 Nov 2009 - 10 Jun 2011
No
AC0353
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Nov 2007 - 18 Apr 2009
No
AC0353
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Nov 2007 - 18 Apr 2009
No
AC0353
HANG SENG BANK, LIMITED
Type 4: advising on securities
30 Aug 2006 - 14 Oct 2007
No
AC0353
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 Aug 2006 - 14 Oct 2007
No
AC0353
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 Aug 2006 - 14 Oct 2007
No
AC0353
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
15 Apr 2004 - 12 Jun 2006
No
AC0353
SHANGHAI COMMERCIAL BANK LTD.
Type 1: dealing in securities
31 Jul 2003 - 02 Oct 2003
No
AC0353
SHANGHAI COMMERCIAL BANK LTD.
Type 7: providing automated trading services
31 Jul 2003 - 02 Oct 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.