Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, CHOR HING JOYCE
Chinese Name of Relevant Individual
鄭楚卿
HKMA Registration Number
AC0354
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2010 - 13 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jan 2008 - 13 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jul 2003 - 26 Dec 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
31 Jul 2003 - 22 Jun 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, CHOR HING JOYCE
:
Chinese Name of Relevant Individual
鄭楚卿
:
HKMA Registration Number
AC0354
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0354
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
12 Jan 2010 - 13 Apr 2024
No
AC0354
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
03 Jan 2008 - 13 Apr 2024
No
AC0354
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
31 Jul 2003 - 26 Dec 2007
No
AC0354
SHANGHAI COMMERCIAL BANK LIMITED
Type 7: providing automated trading services
31 Jul 2003 - 22 Jun 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.