Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, CHUN CHAU ALEX
Chinese Name of Relevant Individual
余振秋
HKMA Registration Number
AC0358
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2023 - 07 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2023 - 07 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Aug 2014 - 10 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Aug 2014 - 10 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Mar 2012 - 08 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Mar 2012 - 08 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2011 - 21 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jun 2011 - 21 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2010 - 30 Apr 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2009 - 19 Nov 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 May 2008 - 28 Sep 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 May 2008 - 28 Sep 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2007 - 12 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2006 - 12 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2004 - 04 Jun 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 18
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, CHUN CHAU ALEX
:
Chinese Name of Relevant Individual
余振秋
:
HKMA Registration Number
AC0358
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0358
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jan 2023 - 07 May 2024
No
AC0358
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
19 Jan 2023 - 07 May 2024
No
AC0358
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
08 Aug 2014 - 10 Jan 2021
No
AC0358
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
08 Aug 2014 - 10 Jan 2021
No
AC0358
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
27 Mar 2012 - 08 Jul 2014
No
AC0358
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
27 Mar 2012 - 08 Jul 2014
No
AC0358
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
16 Jun 2011 - 21 Mar 2012
No
AC0358
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
16 Jun 2011 - 21 Mar 2012
No
AC0358
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Mar 2010 - 30 Apr 2011
No
AC0358
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
15 Jul 2009 - 19 Nov 2009
No
AC0358
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
25 May 2008 - 28 Sep 2008
No
AC0358
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
25 May 2008 - 28 Sep 2008
No
AC0358
ABN AMRO BANK N.V.
Type 4: advising on securities
21 Sep 2007 - 12 May 2008
No
AC0358
ABN AMRO BANK N.V.
Type 1: dealing in securities
23 Jun 2006 - 12 May 2008
No
AC0358
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2004 - 04 Jun 2006
No
AC0358
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2004 - 04 Jun 2006
No
AC0358
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Apr 2004 - 21 Mar 2005
No
AC0358
AMERICAN EXPRESS BANK LIMITED
Type 1: dealing in securities
01 Aug 2003 - 10 Mar 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.