Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, KIT CHING ASTER
Chinese Name of Relevant Individual
李潔貞
HKMA Registration Number
AC0365
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2021 - 30 Jun 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jun 2021 - 30 Jun 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
MALAYAN BANKING BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2018 - 22 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MALAYAN BANKING BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Nov 2017 - 22 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MALAYAN BANKING BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2013 - 23 Nov 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Nov 2010 - 10 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Sep 2010 - 12 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Sep 2010 - 12 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONG LEONG BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jun 2005 - 04 Jul 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2003 - 06 Oct 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, KIT CHING ASTER
:
Chinese Name of Relevant Individual
李潔貞
:
HKMA Registration Number
AC0365
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0365
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
28 Jun 2021 - 30 Jun 2025
Yes
AC0365
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
28 Jun 2021 - 30 Jun 2025
Yes
AC0365
MALAYAN BANKING BERHAD
Type 4: advising on securities
19 Jan 2018 - 22 Mar 2021
No
AC0365
MALAYAN BANKING BERHAD
Type 1: dealing in securities
24 Nov 2017 - 22 Mar 2021
No
AC0365
MALAYAN BANKING BERHAD
Type 1: dealing in securities
26 Jun 2013 - 23 Nov 2017
Yes
AC0365
CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
23 Nov 2010 - 10 Jan 2011
No
AC0365
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
18 Sep 2010 - 12 Oct 2010
No
AC0365
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
18 Sep 2010 - 12 Oct 2010
No
AC0365
HONG LEONG BANK BERHAD
Type 1: dealing in securities
10 Jun 2005 - 04 Jul 2010
No
AC0365
AMERICAN EXPRESS BANK LIMITED
Type 1: dealing in securities
01 Aug 2003 - 06 Oct 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.