Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHU, WAN FUNG PAULINE
Chinese Name of Relevant Individual
朱雲鳳
HKMA Registration Number
AC0370
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES PRIVATE CLIENT RELATIONSHIP MANAGER
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES PRIVATE CLIENT RELATIONSHIP MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 04 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 04 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jun 2020 - 11 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jun 2020 - 11 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 May 2013 - 20 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 May 2013 - 20 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2011 - 14 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2010 - 24 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jul 2010 - 24 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2008 - 19 Nov 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2008 - 19 Nov 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2003 - 29 Jun 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHU, WAN FUNG PAULINE
:
Chinese Name of Relevant Individual
朱雲鳳
:
HKMA Registration Number
AC0370
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Mar 2026
No
TREASURES PRIVATE CLIENT RELATIONSHIP MANAGER
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Mar 2026
No
TREASURES PRIVATE CLIENT RELATIONSHIP MANAGER
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0370
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 04 Mar 2026
No
AC0370
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 04 Mar 2026
No
AC0370
DAH SING BANK, LIMITED
Type 1: dealing in securities
30 Jun 2020 - 11 Aug 2025
No
AC0370
DAH SING BANK, LIMITED
Type 4: advising on securities
30 Jun 2020 - 11 Aug 2025
No
AC0370
DAH SING BANK, LIMITED
Type 1: dealing in securities
04 May 2013 - 20 Dec 2018
No
AC0370
DAH SING BANK, LIMITED
Type 4: advising on securities
04 May 2013 - 20 Dec 2018
No
AC0370
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
23 Feb 2011 - 14 Apr 2013
No
AC0370
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
08 Jul 2010 - 24 Jan 2011
No
AC0370
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
08 Jul 2010 - 24 Jan 2011
No
AC0370
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
27 Jun 2008 - 19 Nov 2009
No
AC0370
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
27 Jun 2008 - 19 Nov 2009
No
AC0370
AMERICAN EXPRESS BANK LIMITED
Type 1: dealing in securities
01 Aug 2003 - 29 Jun 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.