Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, WING YEE VIVIAN
Chinese Name of Relevant Individual
陳頴儀
HKMA Registration Number
AC0374
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Aug 2013 - 10 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Aug 2013 - 10 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jun 2009 - 28 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jun 2009 - 28 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2007 - 22 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
13 Apr 2007 - 22 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jun 2006 - 01 Apr 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jun 2006 - 01 Apr 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
17 Jun 2006 - 01 Apr 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2006 - 12 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 May 2006 - 12 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 May 2006 - 12 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2003 - 27 Apr 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
02 Aug 2003 - 22 Jun 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, WING YEE VIVIAN
:
Chinese Name of Relevant Individual
陳頴儀
:
HKMA Registration Number
AC0374
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0374
DAH SING BANK, LIMITED
Type 1: dealing in securities
06 Aug 2013 - 10 Jul 2022
No
AC0374
DAH SING BANK, LIMITED
Type 4: advising on securities
06 Aug 2013 - 10 Jul 2022
No
AC0374
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
18 Jun 2009 - 28 Jul 2013
No
AC0374
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
18 Jun 2009 - 28 Jul 2013
No
AC0374
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
13 Apr 2007 - 22 Sep 2007
No
AC0374
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
13 Apr 2007 - 22 Sep 2007
No
AC0374
HANG SENG BANK, LIMITED
Type 1: dealing in securities
17 Jun 2006 - 01 Apr 2007
No
AC0374
HANG SENG BANK, LIMITED
Type 4: advising on securities
17 Jun 2006 - 01 Apr 2007
No
AC0374
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
17 Jun 2006 - 01 Apr 2007
No
AC0374
HANG SENG BANK, LIMITED
Type 1: dealing in securities
23 May 2006 - 12 Jun 2006
No
AC0374
HANG SENG BANK, LIMITED
Type 4: advising on securities
23 May 2006 - 12 Jun 2006
No
AC0374
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
23 May 2006 - 12 Jun 2006
No
AC0374
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
02 Aug 2003 - 27 Apr 2006
No
AC0374
SHANGHAI COMMERCIAL BANK LIMITED
Type 7: providing automated trading services
02 Aug 2003 - 22 Jun 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.