Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIP, KA LAM
Chinese Name of Relevant Individual
葉嘉霖
HKMA Registration Number
AC0375
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Mar 2021 - 10 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Mar 2021 - 10 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LIU CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2005 - 07 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LIU CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Aug 2005 - 07 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Feb 2004 - 07 Apr 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2003 - 15 Feb 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
02 Aug 2003 - 15 Feb 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
02 Aug 2003 - 15 Feb 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 7: providing automated trading services
Effective Period
02 Aug 2003 - 15 Feb 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 9: asset management
Effective Period
02 Aug 2003 - 15 Feb 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIP, KA LAM
:
Chinese Name of Relevant Individual
葉嘉霖
:
HKMA Registration Number
AC0375
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0375
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Mar 2021 - 10 Nov 2021
No
AC0375
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Mar 2021 - 10 Nov 2021
No
AC0375
LIU CHONG HING BANK LIMITED
Type 1: dealing in securities
16 Aug 2005 - 07 May 2006
No
AC0375
LIU CHONG HING BANK LIMITED
Type 4: advising on securities
16 Aug 2005 - 07 May 2006
No
AC0375
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
27 Feb 2004 - 07 Apr 2005
No
AC0375
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
02 Aug 2003 - 15 Feb 2004
No
AC0375
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
02 Aug 2003 - 15 Feb 2004
No
AC0375
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
02 Aug 2003 - 15 Feb 2004
No
AC0375
BANK OF EAST ASIA, LIMITED (THE)
Type 7: providing automated trading services
02 Aug 2003 - 15 Feb 2004
No
AC0375
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
02 Aug 2003 - 15 Feb 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.