Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, HOI CHEONG ANDY
Chinese Name of Relevant Individual
李海昌
HKMA Registration Number
AC0378
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Apr 2015
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, RELATIONSHIP MANAGEMENT, MIDDLE CAPITALIZATION, SME BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
06 May 2015
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, RELATIONSHIP MANAGEMENT, MIDDLE CAPITALIZATION, SME BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 06 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 24 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Dec 2008 - 16 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2005 - 26 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jun 2005 - 26 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2003 - 25 May 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 9: asset management
Effective Period
03 Aug 2003 - 25 May 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
03 Aug 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
03 Aug 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, HOI CHEONG ANDY
:
Chinese Name of Relevant Individual
李海昌
:
HKMA Registration Number
AC0378
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Apr 2015
No
TEAM LEAD, RELATIONSHIP MANAGEMENT, MIDDLE CAPITALIZATION, SME BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 May 2015
No
TEAM LEAD, RELATIONSHIP MANAGEMENT, MIDDLE CAPITALIZATION, SME BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0378
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 06 May 2015
No
AC0378
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 24 Apr 2015
No
AC0378
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Dec 2008 - 16 May 2013
No
AC0378
CITIBANK, N.A.
Type 1: dealing in securities
28 Jun 2005 - 26 Jan 2007
No
AC0378
CITIBANK, N.A.
Type 4: advising on securities
28 Jun 2005 - 26 Jan 2007
No
AC0378
WING HANG BANK, LIMITED
Type 1: dealing in securities
03 Aug 2003 - 25 May 2005
No
AC0378
WING HANG BANK, LIMITED
Type 9: asset management
03 Aug 2003 - 25 May 2005
No
AC0378
WING HANG BANK, LIMITED
Type 4: advising on securities
03 Aug 2003 - 21 Mar 2005
No
AC0378
WING HANG BANK, LIMITED
Type 6: advising on corporate finance
03 Aug 2003 - 21 Mar 2005
No
AC0378
WING HANG BANK, LIMITED
Type 7: providing automated trading services
03 Aug 2003 - 21 Mar 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.