Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, KIT YI
Chinese Name of Relevant Individual
劉潔怡
HKMA Registration Number
AC0379
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2012 - 01 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Sep 2012 - 01 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
11 Sep 2012 - 01 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2010 - 06 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2010 - 06 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Feb 2005 - 18 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC REPUBLIC BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC REPUBLIC BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, KIT YI
:
Chinese Name of Relevant Individual
劉潔怡
:
HKMA Registration Number
AC0379
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0379
ABN AMRO BANK N.V.
Type 1: dealing in securities
11 Sep 2012 - 01 Feb 2013
No
AC0379
ABN AMRO BANK N.V.
Type 4: advising on securities
11 Sep 2012 - 01 Feb 2013
No
AC0379
ABN AMRO BANK N.V.
Type 9: asset management
11 Sep 2012 - 01 Feb 2013
No
AC0379
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
01 Aug 2010 - 06 Jul 2012
No
AC0379
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
01 Aug 2010 - 06 Jul 2012
No
AC0379
SOCIETE GENERALE
Type 1: dealing in securities
17 Feb 2005 - 18 Jun 2006
No
AC0379
HSBC REPUBLIC BANK (SUISSE) SA
Type 1: dealing in securities
03 Aug 2003
No
AC0379
HSBC REPUBLIC BANK (SUISSE) SA
Type 4: advising on securities
03 Aug 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.