Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, YIN LAM
Chinese Name of Relevant Individual
陳賢林
HKMA Registration Number
AC0383
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Aug 2018 - 09 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Aug 2018 - 09 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Oct 2017 - 21 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Oct 2017 - 21 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jan 2007 - 29 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2003 - 25 May 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2003 - 25 May 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS
Regulated Activity
Type 7: providing automated trading services
Effective Period
03 Aug 2003 - 10 Jun 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, YIN LAM
:
Chinese Name of Relevant Individual
陳賢林
:
HKMA Registration Number
AC0383
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0383
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
23 Aug 2018 - 09 Aug 2020
No
AC0383
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
23 Aug 2018 - 09 Aug 2020
No
AC0383
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
17 Oct 2017 - 21 Feb 2018
No
AC0383
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
17 Oct 2017 - 21 Feb 2018
No
AC0383
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
20 Jan 2007 - 29 Jun 2015
No
AC0383
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Jan 2007
No
AC0383
BANK OF COMMUNICATIONS
Type 1: dealing in securities
03 Aug 2003 - 25 May 2005
No
AC0383
BANK OF COMMUNICATIONS
Type 4: advising on securities
03 Aug 2003 - 25 May 2005
No
AC0383
BANK OF COMMUNICATIONS
Type 7: providing automated trading services
03 Aug 2003 - 10 Jun 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.