Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEUNG, TAT WAN
Chinese Name of Relevant Individual
梁達穩
HKMA Registration Number
AC0387
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
13 Jul 2011
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, BUSINESS MANAGEMENT SUPPORT, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
13 Jul 2011
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, BUSINESS MANAGEMENT SUPPORT, GLOBAL FINANCIAL MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 13 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 13 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Dec 2009 - 22 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Dec 2009 - 22 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2009 - 16 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2009 - 16 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2006 - 14 Sep 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
07 Oct 2006 - 14 Sep 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Feb 2005 - 05 Sep 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Feb 2005 - 05 Sep 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
03 Feb 2005 - 05 Sep 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Dec 2003 - 14 Dec 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2003 - 14 Dec 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
04 Aug 2003 - 14 Dec 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEUNG, TAT WAN
:
Chinese Name of Relevant Individual
梁達穩
:
HKMA Registration Number
AC0387
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Jul 2011
No
TEAM LEAD, BUSINESS MANAGEMENT SUPPORT, GLOBAL FINANCIAL MARKETS
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Jul 2011
No
TEAM LEAD, BUSINESS MANAGEMENT SUPPORT, GLOBAL FINANCIAL MARKETS
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0387
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 13 Jul 2011
No
AC0387
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 13 Jul 2011
No
AC0387
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Dec 2009 - 22 Jun 2011
No
AC0387
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Dec 2009 - 22 Jun 2011
No
AC0387
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jan 2009 - 16 Dec 2009
No
AC0387
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
01 Jan 2009 - 16 Dec 2009
No
AC0387
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
07 Oct 2006 - 14 Sep 2008
No
AC0387
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
07 Oct 2006 - 14 Sep 2008
No
AC0387
HANG SENG BANK, LIMITED
Type 1: dealing in securities
03 Feb 2005 - 05 Sep 2005
No
AC0387
HANG SENG BANK, LIMITED
Type 4: advising on securities
03 Feb 2005 - 05 Sep 2005
No
AC0387
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
03 Feb 2005 - 05 Sep 2005
No
AC0387
HANG SENG BANK, LIMITED
Type 4: advising on securities
04 Dec 2003 - 14 Dec 2003
No
AC0387
HANG SENG BANK, LIMITED
Type 1: dealing in securities
04 Aug 2003 - 14 Dec 2003
No
AC0387
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
04 Aug 2003 - 14 Dec 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.