Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, WING IP
Chinese Name of Relevant Individual
余永業
HKMA Registration Number
AC0397
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Aug 2003 - 05 Jul 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
06 Aug 2003 - 05 Jul 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
06 Aug 2003 - 05 Jul 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 9: asset management
Effective Period
06 Aug 2003 - 05 Jul 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, WING IP
:
Chinese Name of Relevant Individual
余永業
:
HKMA Registration Number
AC0397
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0397
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
06 Aug 2003 - 05 Jul 2010
No
AC0397
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
06 Aug 2003 - 05 Jul 2010
No
AC0397
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
06 Aug 2003 - 05 Jul 2010
No
AC0397
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
06 Aug 2003 - 05 Jul 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.