Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DEL POZZO, ANDREA
Chinese Name of Relevant Individual
HKMA Registration Number
AC0407
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Aug 2003 - 22 Oct 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 4: advising on securities
Effective Period
08 Aug 2003 - 22 Oct 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 7: providing automated trading services
Effective Period
08 Aug 2003 - 22 Oct 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DEL POZZO, ANDREA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC0407
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0407
CREDIT SUISSE
Type 1: dealing in securities
08 Aug 2003 - 22 Oct 2003
No
AC0407
CREDIT SUISSE
Type 4: advising on securities
08 Aug 2003 - 22 Oct 2003
No
AC0407
CREDIT SUISSE
Type 7: providing automated trading services
08 Aug 2003 - 22 Oct 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.