Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, KA SHING
Chinese Name of Relevant Individual
陳嘉盛
HKMA Registration Number
AC0418
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Mar 2007 - 09 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Mar 2007 - 09 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Oct 2006 - 28 Feb 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2006 - 28 Feb 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Nov 2003 - 31 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2003 - 31 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Aug 2003 - 31 Aug 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, KA SHING
:
Chinese Name of Relevant Individual
陳嘉盛
:
HKMA Registration Number
AC0418
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0418
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Mar 2007 - 09 May 2007
No
AC0418
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Mar 2007 - 09 May 2007
No
AC0418
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
14 Oct 2006 - 28 Feb 2007
No
AC0418
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
14 Oct 2006 - 28 Feb 2007
No
AC0418
HANG SENG BANK, LIMITED
Type 4: advising on securities
27 Nov 2003 - 31 Aug 2006
No
AC0418
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Aug 2003 - 31 Aug 2006
No
AC0418
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Aug 2003 - 31 Aug 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.