Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIM, WEI ON LAWRENCE
Chinese Name of Relevant Individual
林偉安
HKMA Registration Number
AC0419
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 May 2004 - 27 Dec 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 May 2004 - 27 Dec 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Feb 2004 - 30 Mar 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Feb 2004 - 30 Mar 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
05 Feb 2004 - 30 Mar 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2003 - 29 Jan 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Aug 2003 - 29 Jan 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIM, WEI ON LAWRENCE
:
Chinese Name of Relevant Individual
林偉安
:
HKMA Registration Number
AC0419
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0419
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 May 2004 - 27 Dec 2004
No
AC0419
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 May 2004 - 27 Dec 2004
No
AC0419
DAH SING BANK, LIMITED
Type 1: dealing in securities
05 Feb 2004 - 30 Mar 2004
No
AC0419
DAH SING BANK, LIMITED
Type 4: advising on securities
05 Feb 2004 - 30 Mar 2004
No
AC0419
DAH SING BANK, LIMITED
Type 7: providing automated trading services
05 Feb 2004 - 30 Mar 2004
No
AC0419
CITIBANK, N.A.
Type 1: dealing in securities
12 Aug 2003 - 29 Jan 2004
No
AC0419
CITIBANK, N.A.
Type 4: advising on securities
12 Aug 2003 - 29 Jan 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.