Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, KIT LING
Chinese Name of Relevant Individual
陳潔玲
HKMA Registration Number
AC0422
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Oct 2021 - 01 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
09 Oct 2021 - 01 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
09 Oct 2021 - 01 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
09 Oct 2021 - 01 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Oct 2018 - 22 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Oct 2018 - 22 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2016 - 02 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2015 - 25 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
07 Oct 2015 - 25 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2012 - 30 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2012 - 30 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2007 - 10 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jun 2007 - 10 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2004 - 19 Jul 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Aug 2003 - 30 Jun 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, KIT LING
:
Chinese Name of Relevant Individual
陳潔玲
:
HKMA Registration Number
AC0422
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0422
LGT BANK AG
Type 1: dealing in securities
09 Oct 2021 - 01 Nov 2021
No
AC0422
LGT BANK AG
Type 2: dealing in futures contracts
09 Oct 2021 - 01 Nov 2021
No
AC0422
LGT BANK AG
Type 4: advising on securities
09 Oct 2021 - 01 Nov 2021
No
AC0422
LGT BANK AG
Type 5: advising on futures contracts
09 Oct 2021 - 01 Nov 2021
No
AC0422
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Oct 2018 - 22 Jun 2021
No
AC0422
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Oct 2018 - 22 Jun 2021
No
AC0422
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
26 Nov 2016 - 02 Oct 2018
No
AC0422
BARCLAYS BANK PLC
Type 1: dealing in securities
07 Oct 2015 - 25 Nov 2016
No
AC0422
BARCLAYS BANK PLC
Type 4: advising on securities
07 Oct 2015 - 25 Nov 2016
No
AC0422
COUTTS & CO AG
Type 1: dealing in securities
01 Sep 2012 - 30 Sep 2015
No
AC0422
COUTTS & CO AG
Type 4: advising on securities
01 Sep 2012 - 30 Sep 2015
No
AC0422
CREDIT SUISSE AG
Type 1: dealing in securities
09 Jun 2007 - 10 Aug 2012
No
AC0422
CREDIT SUISSE AG
Type 4: advising on securities
09 Jun 2007 - 10 Aug 2012
No
AC0422
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2004 - 19 Jul 2004
No
AC0422
STANDARD CHARTERED BANK
Type 1: dealing in securities
14 Aug 2003 - 30 Jun 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.