Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, WING SHAN
Chinese Name of Relevant Individual
何穎珊
HKMA Registration Number
AC0431
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Nov 2010 - 20 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Nov 2010 - 20 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2005 - 14 Dec 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 4: advising on securities
Effective Period
06 Sep 2005 - 14 Dec 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Aug 2003 - 31 Aug 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2003 - 19 Aug 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, WING SHAN
:
Chinese Name of Relevant Individual
何穎珊
:
HKMA Registration Number
AC0431
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0431
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
09 Nov 2010 - 20 Jun 2016
No
AC0431
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
09 Nov 2010 - 20 Jun 2016
No
AC0431
CREDIT SUISSE
Type 1: dealing in securities
06 Sep 2005 - 14 Dec 2008
No
AC0431
CREDIT SUISSE
Type 4: advising on securities
06 Sep 2005 - 14 Dec 2008
No
AC0431
UBS AG
Type 1: dealing in securities
23 Aug 2003 - 31 Aug 2005
No
AC0431
UBS AG
Type 1: dealing in securities
16 Aug 2003 - 19 Aug 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.