Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, KON MAN
Chinese Name of Relevant Individual
劉幹文
HKMA Registration Number
AC0434
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2003 - 24 Nov 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Aug 2003 - 24 Nov 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
16 Aug 2003 - 15 Jul 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, KON MAN
:
Chinese Name of Relevant Individual
劉幹文
:
HKMA Registration Number
AC0434
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0434
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
16 Aug 2003 - 24 Nov 2005
No
AC0434
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
16 Aug 2003 - 24 Nov 2005
No
AC0434
NANYANG COMMERCIAL BANK, LIMITED
Type 7: providing automated trading services
16 Aug 2003 - 15 Jul 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.