Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, BETSY
Chinese Name of Relevant Individual
黃碧倩
HKMA Registration Number
AC0443
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Feb 2005 - 19 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 Feb 2005 - 19 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2005 - 27 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Aug 2003 - 07 Feb 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
19 Aug 2003 - 22 Jun 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, BETSY
:
Chinese Name of Relevant Individual
黃碧倩
:
HKMA Registration Number
AC0443
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0443
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 Feb 2005 - 19 Oct 2010
No
AC0443
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 Feb 2005 - 19 Oct 2010
No
AC0443
HANG SENG BANK, LIMITED
Type 4: advising on securities
01 Jun 2005 - 27 Dec 2009
No
AC0443
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
19 Aug 2003 - 07 Feb 2005
No
AC0443
SHANGHAI COMMERCIAL BANK LIMITED
Type 7: providing automated trading services
19 Aug 2003 - 22 Jun 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
