Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, JOY
Chinese Name of Relevant Individual
鄭再再
HKMA Registration Number
AC0458
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 Aug 2003
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR, HEAD OF CITI COMMERCIAL BANK, HONG KONG
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
First date of engagement
19 Aug 2003
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR, HEAD OF CITI COMMERCIAL BANK, HONG KONG
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
17 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGING DIRECTOR, HEAD OF CITI COMMERCIAL BANK, HONG KONG
Remarks
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 Aug 2003
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR, HEAD OF CITI COMMERCIAL BANK, HONG KONG
Remarks
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
19 Aug 2003
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR, HEAD OF CITI COMMERCIAL BANK, HONG KONG
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CITIBANK, N.A.
SFC CE number
AAP937
Business Address
50TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.
Name of Registered Institution
CITICORP INTERNATIONAL LIMITED
SFC CE number
AAJ895
Business Address
50TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 17 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 12 Jan 2007
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 12 Jan 2007
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 12 Jan 2007
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 12 Jan 2007
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 Aug 2022 - 26 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2005 - 11 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2005 - 11 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Aug 2003 - 11 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
19 Aug 2003 - 11 Jan 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, JOY
:
Chinese Name of Relevant Individual
鄭再再
:
HKMA Registration Number
AC0458
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CITIBANK, N.A.
Type 1: dealing in securities
19 Aug 2003
Yes
MANAGING DIRECTOR, HEAD OF CITI COMMERCIAL BANK, HONG KONG
CITIBANK, N.A.
Type 4: advising on securities
19 Aug 2003
Yes
MANAGING DIRECTOR, HEAD OF CITI COMMERCIAL BANK, HONG KONG
CITIBANK, N.A.
Type 6: advising on corporate finance
17 Dec 2025
No
MANAGING DIRECTOR, HEAD OF CITI COMMERCIAL BANK, HONG KONG
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
19 Aug 2003
Yes
MANAGING DIRECTOR, HEAD OF CITI COMMERCIAL BANK, HONG KONG
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
19 Aug 2003
Yes
MANAGING DIRECTOR, HEAD OF CITI COMMERCIAL BANK, HONG KONG
Name of Registered Institution
SFC CE number
Business Address
CITIBANK, N.A.
AAP937
50TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.
CITICORP INTERNATIONAL LIMITED
AAJ895
50TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0458
CITIBANK, N.A.
Type 6: advising on corporate finance
Since 17 Dec 2025
No
AC0458
CITIBANK, N.A.
Type 1: dealing in securities
Since 12 Jan 2007
Yes
AC0458
CITIBANK, N.A.
Type 4: advising on securities
Since 12 Jan 2007
Yes
AC0458
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 12 Jan 2007
Yes
AC0458
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
Since 12 Jan 2007
Yes
AC0458
CITICORP INTERNATIONAL LIMITED
Type 6: advising on corporate finance
05 Aug 2022 - 26 Jan 2026
No
AC0458
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
22 Sep 2005 - 11 Jan 2007
No
AC0458
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
22 Sep 2005 - 11 Jan 2007
No
AC0458
CITIBANK, N.A.
Type 1: dealing in securities
19 Aug 2003 - 11 Jan 2007
No
AC0458
CITIBANK, N.A.
Type 4: advising on securities
19 Aug 2003 - 11 Jan 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.