Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YAM, CHUNG HANG
Chinese Name of Relevant Individual
任宗衡
HKMA Registration Number
AC0461
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Apr 2007
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, BUSINESS DEVELOPMENT, RETAIL LENDING
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Apr 2007
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, BUSINESS DEVELOPMENT, RETAIL LENDING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHONG HING BANK LIMITED
SFC CE number
AAA621
Business Address
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 24 Apr 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 24 Apr 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Nov 2004 - 11 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
25 Nov 2004 - 11 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2004 - 12 Jul 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jul 2004 - 12 Jul 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2003 - 13 Jun 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
20 Aug 2003 - 13 Jun 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YAM, CHUNG HANG
:
Chinese Name of Relevant Individual
任宗衡
:
HKMA Registration Number
AC0461
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHONG HING BANK LIMITED
Type 1: dealing in securities
24 Apr 2007
No
ASSISTANT VICE PRESIDENT, BUSINESS DEVELOPMENT, RETAIL LENDING
CHONG HING BANK LIMITED
Type 4: advising on securities
24 Apr 2007
No
ASSISTANT VICE PRESIDENT, BUSINESS DEVELOPMENT, RETAIL LENDING
Name of Registered Institution
SFC CE number
Business Address
CHONG HING BANK LIMITED
AAA621
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0461
CHONG HING BANK LIMITED
Type 1: dealing in securities
Since 24 Apr 2007
No
AC0461
CHONG HING BANK LIMITED
Type 4: advising on securities
Since 24 Apr 2007
No
AC0461
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
25 Nov 2004 - 11 Mar 2007
No
AC0461
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
25 Nov 2004 - 11 Mar 2007
No
AC0461
BANK OF COMMUNICATIONS
Type 1: dealing in securities
10 Jul 2004 - 12 Jul 2004
No
AC0461
BANK OF COMMUNICATIONS
Type 4: advising on securities
10 Jul 2004 - 12 Jul 2004
No
AC0461
WING LUNG BANK LIMITED
Type 1: dealing in securities
20 Aug 2003 - 13 Jun 2004
No
AC0461
WING LUNG BANK LIMITED
Type 7: providing automated trading services
20 Aug 2003 - 13 Jun 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.