Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAK, KWAN HO
Chinese Name of Relevant Individual
HKMA Registration Number
AC0463
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
KEB ASIA FINANCE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Mar 2010 - 08 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KEB ASIA FINANCE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Mar 2010 - 08 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KOREA EXCHANGE BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Nov 2006 - 08 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KOREA EXCHANGE BANK
Regulated Activity
Type 4: advising on securities
Effective Period
21 Nov 2006 - 08 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2003 - 02 Oct 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
20 Aug 2003 - 02 Oct 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAK, KWAN HO
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC0463
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0463
KEB ASIA FINANCE LIMITED
Type 1: dealing in securities
12 Mar 2010 - 08 Jun 2010
No
AC0463
KEB ASIA FINANCE LIMITED
Type 4: advising on securities
12 Mar 2010 - 08 Jun 2010
No
AC0463
KOREA EXCHANGE BANK
Type 1: dealing in securities
21 Nov 2006 - 08 Mar 2010
No
AC0463
KOREA EXCHANGE BANK
Type 4: advising on securities
21 Nov 2006 - 08 Mar 2010
No
AC0463
WING LUNG BANK LIMITED
Type 1: dealing in securities
20 Aug 2003 - 02 Oct 2004
No
AC0463
WING LUNG BANK LIMITED
Type 7: providing automated trading services
20 Aug 2003 - 02 Oct 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.