Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

BHAUMIK, ANANDA PRASAD

Chinese Name of Relevant Individual

HKMA Registration Number

AC0476

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

PICTET & CIE (EUROPE) S.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

07 Sep 2012 - 30 Mar 2021

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

PICTET & CIE (EUROPE) S.A.

Regulated Activity

Type 4: advising on securities

Effective Period

07 Sep 2012 - 30 Mar 2021

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BNP PARIBAS WEALTH MANAGEMENT

Regulated Activity

Type 4: advising on securities

Effective Period

08 Jul 2006 - 05 Aug 2011

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BNP PARIBAS WEALTH MANAGEMENT

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Sep 2004 - 05 Aug 2011

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BNP PARIBAS

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Sep 2004 - 30 Dec 2004

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

21 Aug 2003 - 23 Aug 2004

Is an Executive Officer? (Yes / No)

No

Records: 1-6 of 6

Public Disciplinary Actions

:

Name of Relevant Individual

BHAUMIK, ANANDA PRASAD

:

Chinese Name of Relevant Individual

:

HKMA Registration Number

AC0476

Not Applicable