Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, PUI CHUN
Chinese Name of Relevant Individual
吳珮珍
HKMA Registration Number
AC0482
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Dec 2015 - 16 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
11 Dec 2015 - 16 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2012 - 23 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Nov 2012 - 23 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Aug 2003 - 18 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Aug 2003 - 18 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 Aug 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, PUI CHUN
:
Chinese Name of Relevant Individual
吳珮珍
:
HKMA Registration Number
AC0482
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0482
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
11 Dec 2015 - 16 Oct 2023
No
AC0482
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
11 Dec 2015 - 16 Oct 2023
No
AC0482
WING LUNG BANK LIMITED
Type 1: dealing in securities
07 Nov 2012 - 23 Oct 2015
No
AC0482
WING LUNG BANK LIMITED
Type 4: advising on securities
07 Nov 2012 - 23 Oct 2015
No
AC0482
DAH SING BANK, LIMITED
Type 1: dealing in securities
23 Aug 2003 - 18 Oct 2012
No
AC0482
DAH SING BANK, LIMITED
Type 4: advising on securities
23 Aug 2003 - 18 Oct 2012
No
AC0482
DAH SING BANK, LIMITED
Type 7: providing automated trading services
23 Aug 2003 - 21 Mar 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.