Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SO, TAK YOUNG
Chinese Name of Relevant Individual
蘇德揚
HKMA Registration Number
AC0488
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2011 - 02 Nov 2011
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2011 - 02 Nov 2011
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 9: asset management
Effective Period
01 Aug 2011 - 02 Nov 2011
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2010 - 31 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jul 2010 - 31 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 9: asset management
Effective Period
28 Jul 2010 - 31 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Aug 2003 - 08 Feb 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SO, TAK YOUNG
:
Chinese Name of Relevant Individual
蘇德揚
:
HKMA Registration Number
AC0488
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0488
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Aug 2011 - 02 Nov 2011
Yes
AC0488
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
01 Aug 2011 - 02 Nov 2011
Yes
AC0488
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 9: asset management
01 Aug 2011 - 02 Nov 2011
Yes
AC0488
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
28 Jul 2010 - 31 Jul 2011
No
AC0488
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
28 Jul 2010 - 31 Jul 2011
No
AC0488
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 9: asset management
28 Jul 2010 - 31 Jul 2011
No
AC0488
ABN AMRO BANK N.V.
Type 1: dealing in securities
23 Aug 2003 - 08 Feb 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.