Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHONG, FOOK LOI JOSEPH
Chinese Name of Relevant Individual
莊福來
HKMA Registration Number
AC0496
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
05 Oct 2012 - 17 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2012 - 17 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Sep 2012 - 17 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Mar 2012 - 29 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Mar 2012 - 29 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jun 2008 - 22 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jun 2008 - 22 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2005 - 15 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Aug 2003 - 15 Mar 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHONG, FOOK LOI JOSEPH
:
Chinese Name of Relevant Individual
莊福來
:
HKMA Registration Number
AC0496
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0496
BANK OF CHINA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
05 Oct 2012 - 17 Feb 2024
No
AC0496
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
06 Sep 2012 - 17 Feb 2024
No
AC0496
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
06 Sep 2012 - 17 Feb 2024
No
AC0496
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Mar 2012 - 29 May 2012
No
AC0496
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Mar 2012 - 29 May 2012
No
AC0496
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
02 Jun 2008 - 22 Apr 2009
No
AC0496
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
02 Jun 2008 - 22 Apr 2009
No
AC0496
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 15 Mar 2007
No
AC0496
CITIBANK, N.A.
Type 1: dealing in securities
26 Aug 2003 - 15 Mar 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.