Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, MAN I
Chinese Name of Relevant Individual
吳敏儀
HKMA Registration Number
AC0510
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
11 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
CONSUMER BANKING
Remarks
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
11 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
CONSUMER BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
SFC CE number
AAC155
Business Address
28/F, CCB TOWER, NO. 3 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 11 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 11 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Nov 2021 - 03 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Nov 2021 - 03 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jun 2021 - 02 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jun 2021 - 02 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Feb 2018 - 10 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Feb 2018 - 10 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2017 - 14 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2017 - 14 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2012 - 31 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Aug 2012 - 31 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Mar 2006 - 27 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Mar 2006 - 27 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Sep 2005 - 06 Mar 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 20
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, MAN I
:
Chinese Name of Relevant Individual
吳敏儀
:
HKMA Registration Number
AC0510
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
11 Oct 2023
No
CONSUMER BANKING
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
11 Oct 2023
No
CONSUMER BANKING
Name of Registered Institution
SFC CE number
Business Address
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
AAC155
28/F, CCB TOWER, NO. 3 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0510
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
Since 11 Oct 2023
No
AC0510
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
Since 11 Oct 2023
No
AC0510
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
24 Nov 2021 - 03 Sep 2023
No
AC0510
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
24 Nov 2021 - 03 Sep 2023
No
AC0510
HANG SENG BANK, LIMITED
Type 1: dealing in securities
17 Jun 2021 - 02 Oct 2021
No
AC0510
HANG SENG BANK, LIMITED
Type 4: advising on securities
17 Jun 2021 - 02 Oct 2021
No
AC0510
CHONG HING BANK LIMITED
Type 1: dealing in securities
28 Feb 2018 - 10 Mar 2021
No
AC0510
CHONG HING BANK LIMITED
Type 4: advising on securities
28 Feb 2018 - 10 Mar 2021
No
AC0510
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
13 Oct 2017 - 14 Jan 2018
No
AC0510
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
13 Oct 2017 - 14 Jan 2018
No
AC0510
WING LUNG BANK LIMITED
Type 1: dealing in securities
25 Aug 2012 - 31 Aug 2017
No
AC0510
WING LUNG BANK LIMITED
Type 4: advising on securities
25 Aug 2012 - 31 Aug 2017
No
AC0510
DAH SING BANK, LIMITED
Type 1: dealing in securities
29 Mar 2006 - 27 Jul 2012
No
AC0510
DAH SING BANK, LIMITED
Type 4: advising on securities
29 Mar 2006 - 27 Jul 2012
No
AC0510
BANK OF AMERICA (ASIA) LIMITED
Type 1: dealing in securities
27 Sep 2005 - 06 Mar 2006
No
AC0510
BANK OF AMERICA (ASIA) LIMITED
Type 4: advising on securities
27 Sep 2005 - 06 Mar 2006
No
AC0510
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
25 Oct 2003 - 15 Sep 2005
No
AC0510
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
25 Oct 2003 - 15 Sep 2005
No
AC0510
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
28 Aug 2003 - 11 Oct 2003
No
AC0510
CHIYU BANKING CORPORATION LIMITED
Type 7: providing automated trading services
28 Aug 2003 - 11 Oct 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.