Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, BARBARA SHIUAN
Chinese Name of Relevant Individual
王瑄
HKMA Registration Number
AC0513
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2008 - 08 Oct 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2008 - 08 Oct 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2008 - 14 Sep 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2008 - 14 Sep 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Mar 2004 - 31 Mar 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 4: advising on securities
Effective Period
10 Nov 2003 - 18 Jan 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Aug 2003 - 18 Jan 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, BARBARA SHIUAN
:
Chinese Name of Relevant Individual
王瑄
:
HKMA Registration Number
AC0513
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0513
AMERICAN EXPRESS BANK LIMITED
Type 1: dealing in securities
27 Jun 2008 - 08 Oct 2008
No
AC0513
AMERICAN EXPRESS BANK LIMITED
Type 4: advising on securities
27 Jun 2008 - 08 Oct 2008
No
AC0513
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jun 2008 - 14 Sep 2008
No
AC0513
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Jun 2008 - 14 Sep 2008
No
AC0513
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
30 Mar 2004 - 31 Mar 2004
No
AC0513
FORTIS BANK
Type 4: advising on securities
10 Nov 2003 - 18 Jan 2004
No
AC0513
FORTIS BANK
Type 1: dealing in securities
30 Aug 2003 - 18 Jan 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.