Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOW, YEW HON
Chinese Name of Relevant Individual
周耀漢
HKMA Registration Number
AC0529
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Dec 2013 - 31 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
13 Dec 2013 - 31 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2004 - 27 Mar 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Sep 2004 - 27 Mar 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2003 - 15 Sep 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
02 Sep 2003 - 15 Sep 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
02 Sep 2003 - 15 Sep 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 9: asset management
Effective Period
02 Sep 2003 - 15 Sep 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOW, YEW HON
:
Chinese Name of Relevant Individual
周耀漢
:
HKMA Registration Number
AC0529
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0529
UBS AG
Type 1: dealing in securities
13 Dec 2013 - 31 Aug 2015
No
AC0529
UBS AG
Type 4: advising on securities
13 Dec 2013 - 31 Aug 2015
No
AC0529
UNITED OVERSEAS BANK LTD.
Type 1: dealing in securities
16 Sep 2004 - 27 Mar 2013
Yes
AC0529
UNITED OVERSEAS BANK LTD.
Type 4: advising on securities
16 Sep 2004 - 27 Mar 2013
Yes
AC0529
UNITED OVERSEAS BANK LTD.
Type 1: dealing in securities
02 Sep 2003 - 15 Sep 2004
No
AC0529
UNITED OVERSEAS BANK LTD.
Type 4: advising on securities
02 Sep 2003 - 15 Sep 2004
No
AC0529
UNITED OVERSEAS BANK LTD.
Type 6: advising on corporate finance
02 Sep 2003 - 15 Sep 2004
No
AC0529
UNITED OVERSEAS BANK LTD.
Type 9: asset management
02 Sep 2003 - 15 Sep 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.