Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, TZE LEUNG
Chinese Name of Relevant Individual
陳子亮
HKMA Registration Number
AC0541
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2004 - 30 Dec 2011
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Sep 2004 - 30 Dec 2011
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2003 - 15 Sep 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Sep 2003 - 15 Sep 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 Sep 2003 - 15 Sep 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 9: asset management
Effective Period
05 Sep 2003 - 15 Sep 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, TZE LEUNG
:
Chinese Name of Relevant Individual
陳子亮
:
HKMA Registration Number
AC0541
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0541
UNITED OVERSEAS BANK LTD.
Type 1: dealing in securities
16 Sep 2004 - 30 Dec 2011
Yes
AC0541
UNITED OVERSEAS BANK LTD.
Type 4: advising on securities
16 Sep 2004 - 30 Dec 2011
Yes
AC0541
UNITED OVERSEAS BANK LTD.
Type 1: dealing in securities
05 Sep 2003 - 15 Sep 2004
No
AC0541
UNITED OVERSEAS BANK LTD.
Type 4: advising on securities
05 Sep 2003 - 15 Sep 2004
No
AC0541
UNITED OVERSEAS BANK LTD.
Type 6: advising on corporate finance
05 Sep 2003 - 15 Sep 2004
No
AC0541
UNITED OVERSEAS BANK LTD.
Type 9: asset management
05 Sep 2003 - 15 Sep 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
