Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FUNG, CHUI SHAN
Chinese Name of Relevant Individual
馮翠珊
HKMA Registration Number
AC0544
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2021 - 07 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2021 - 07 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Sep 2017 - 18 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
04 Sep 2017 - 18 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2014 - 14 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
08 Sep 2014 - 14 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jan 2012 - 26 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
30 Jan 2012 - 26 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2007 - 02 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2007 - 02 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2005 - 17 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2004 - 17 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG PRIVATE BANK SA
Regulated Activity
Type 9: asset management
Effective Period
29 Jan 2004 - 23 May 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG PRIVATE BANK SA
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2003 - 23 May 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FUNG, CHUI SHAN
:
Chinese Name of Relevant Individual
馮翠珊
:
HKMA Registration Number
AC0544
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0544
CREDIT SUISSE AG
Type 1: dealing in securities
17 Jul 2021 - 07 Jul 2023
No
AC0544
CREDIT SUISSE AG
Type 4: advising on securities
17 Jul 2021 - 07 Jul 2023
No
AC0544
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
04 Sep 2017 - 18 Jun 2021
No
AC0544
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
04 Sep 2017 - 18 Jun 2021
No
AC0544
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
08 Sep 2014 - 14 Jul 2017
No
AC0544
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
08 Sep 2014 - 14 Jul 2017
No
AC0544
BANK MORGAN STANLEY AG
Type 1: dealing in securities
30 Jan 2012 - 26 Aug 2014
No
AC0544
BANK MORGAN STANLEY AG
Type 2: dealing in futures contracts
30 Jan 2012 - 26 Aug 2014
No
AC0544
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Jul 2007 - 02 May 2010
No
AC0544
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Jul 2007 - 02 May 2010
No
AC0544
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 17 Jun 2007
No
AC0544
CITIBANK, N.A.
Type 1: dealing in securities
01 Jun 2004 - 17 Jun 2007
No
AC0544
EFG PRIVATE BANK SA
Type 9: asset management
29 Jan 2004 - 23 May 2004
No
AC0544
EFG PRIVATE BANK SA
Type 1: dealing in securities
05 Sep 2003 - 23 May 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.