Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, HON KEUNG
Chinese Name of Relevant Individual
賴漢強
HKMA Registration Number
AC0546
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2009 - 11 Apr 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2008 - 25 Jun 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
27 Sep 2006 - 25 Jun 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Jul 2008 - 13 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 9: asset management
Effective Period
12 Jul 2008 - 13 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2003 - 25 Jan 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Sep 2003 - 25 Jan 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA (ASIA) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
06 Sep 2003 - 25 Jan 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, HON KEUNG
:
Chinese Name of Relevant Individual
賴漢強
:
HKMA Registration Number
AC0546
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0546
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Aug 2009 - 11 Apr 2010
No
AC0546
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
12 Jul 2008 - 25 Jun 2009
No
AC0546
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
27 Sep 2006 - 25 Jun 2009
No
AC0546
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
12 Jul 2008 - 13 Jul 2008
No
AC0546
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
12 Jul 2008 - 13 Jul 2008
No
AC0546
BANK OF AMERICA (ASIA) LIMITED
Type 1: dealing in securities
06 Sep 2003 - 25 Jan 2004
No
AC0546
BANK OF AMERICA (ASIA) LIMITED
Type 4: advising on securities
06 Sep 2003 - 25 Jan 2004
No
AC0546
BANK OF AMERICA (ASIA) LIMITED
Type 7: providing automated trading services
06 Sep 2003 - 25 Jan 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
