Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSUI, HOI LAM OLIVIA
Chinese Name of Relevant Individual
徐海霖
HKMA Registration Number
AC0547
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2022 - 13 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
25 Aug 2022 - 13 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2019 - 05 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
23 Sep 2019 - 05 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MACQUARIE BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2012 - 13 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Oct 2004 - 02 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Oct 2004 - 02 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
18 Oct 2004 - 02 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Dec 2003 - 14 Dec 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2003 - 14 Dec 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
08 Sep 2003 - 14 Dec 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSUI, HOI LAM OLIVIA
:
Chinese Name of Relevant Individual
徐海霖
:
HKMA Registration Number
AC0547
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0547
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
25 Aug 2022 - 13 May 2026
No
AC0547
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
25 Aug 2022 - 13 May 2026
No
AC0547
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
23 Sep 2019 - 05 Aug 2022
No
AC0547
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
23 Sep 2019 - 05 Aug 2022
No
AC0547
MACQUARIE BANK LIMITED
Type 1: dealing in securities
01 Oct 2012 - 13 Jun 2014
No
AC0547
HANG SENG BANK, LIMITED
Type 1: dealing in securities
18 Oct 2004 - 02 Jul 2006
No
AC0547
HANG SENG BANK, LIMITED
Type 4: advising on securities
18 Oct 2004 - 02 Jul 2006
No
AC0547
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
18 Oct 2004 - 02 Jul 2006
No
AC0547
HANG SENG BANK, LIMITED
Type 4: advising on securities
04 Dec 2003 - 14 Dec 2003
No
AC0547
HANG SENG BANK, LIMITED
Type 1: dealing in securities
08 Sep 2003 - 14 Dec 2003
No
AC0547
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
08 Sep 2003 - 14 Dec 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.